4th Quarter Newsletter 2018

Quarterly Newsletter

Like all of our client communications, we have these letters approved by the Advisor Network, Raymond James and LPL broker dealers’ compliance department. You must get approval from your compliance department before using any or all portions of these letters.

THESE ARE FOR THE USE OF OUR 2019 COACHING MEMBERS ONLY!!

•  Click here for the SHORT version of the 4th Quarter Newsletter (for clients). 
  • Advisor Group Case # 15530686
  • LPL Tracking#: 1-810182  LPL version
  • Raymond James #: 2376564
•  Click here for the SHORT version of the 4th Quarter Newsletter (for prospects).
  •  Advisor Group Case #: 15530706
  • LPL Tracking#: 1-810182  LPL version
  • Raymond James #: 2376564
•  Click here for the LONG version of the 4th Quarter Newsletter (for clients). 
  • Advisor Group Case #: 15530708
  • LPL Tracking#: 1-810182  LPL version
  • Raymond James #: 2376564
•  Click here for the LONG version of the 4th Quarter Newsletter (for prospects).
  • Advisor Group Case #: 15530734
  • LPL Tracking#: 1-810182 LPL Version
  • Raymond James #: 2376564

Please note: some versions of Word may disrupt the formatting of these newsletters. To show you what we suggest this newsletter should look like, we added a PDF below to confirm the correct layout.

• Click here for the PDF of the Short Client Newsletter
• Click here for the PDF of the Short Prospect Newsletter
• Click here for the PDF of the Long Client Newsletter
• Click here for the PDF of the Long Prospect Newsletter

We can print these for you!
Please call our office at 866-866-0472 for more information.

*While this material has been reviewed and approved by Raymond James Compliance , you will still need to submit the item to RJ compliance with a 1730 for approval of branch specific disclosures.

Please note! For LPL Advisors: Specific articles with LPL tracking numbers have been given an ‘Approved As Is’ status by Marketing Regulatory Review. For advisors who want to use and/or customize preapproved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net.

New LPL subscribers must have their initial newsletter template submitted and approved through ComplianceMAX.