2020 Year-end Tax Planning Workshop


Like all client communications, we have this material approved by the Advisor Group, Raymond James, and LPL. You must get approval from your compliance department before using any or all portions of these materials.

Please NOTE: In addition to personalizing the first and last pages, please replace our image of the tax report on slide 31 with YOUR customized tax report.

Note to Raymond James advisors: While this material has been reviewed by Raymond James Supervision – Advertising Review, you will still need to submit the item to RJ Supervision – Advertising Review for review/approval of specific branch disclosures. If the submission is not altered and you are using Raymond James logo and disclosure, then please submit it as an archive only. However, if it is altered or you use a DBA name, then please ensure it contains the appropriate non-affiliation disclosure and is submitted according to the applicable format.

Note to LPL advisors: Once the attached is approved, it is an ‘Approved As Is’ status by the LPL Marketing Regulatory Review. For advisors who want to use and/or customize preapproved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual, posted on Branch Net. There, they will find instructions on how to use preapproved materials and how to meet their Books and Records requirements.