This checklist can help your client explore their year-end tax planning. While it is not intended to be a replacement for a consultation with a tax professional, it can help review their unique tax situation.
THIS IS FOR THE USE OF OUR 2021 COACHING PARTICIPANTS ONLY!!
*While this material has been reviewed and approved by Raymond James Compliance, you will still need to submit the item to RJ Supervision – Advertising Review for review/approval on specific branch disclosures. If the submission is not altered and you are using the Raymond James logo and disclosure, then please submit it as an archive only. However, if it is altered or you use a DBA name, then please ensure it contains the appropriate non-affiliation disclosure and is submitted according to the applicable format.
Please note! For LPL Advisors: Specific articles with LPL tracking numbers have been given an ‘Approved As Is’ status by Marketing Regulatory Review. For advisors who want to use and/or customize preapproved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual, posted on Branch Net.
New LPL subscribers must have their initial newsletter template submitted and approved through ComplianceMAX.