Investor Update Workshop
Linked below are the PowerPoint slides (script included) and invitation for our Investor Update Workshop
THESE ARE FOR THE USE OF OUR 2015 COACHING PARTICIPANTS ONLY!!
Like all client communications, we have had these materials approved by the Advisor Network. You must get approval from your compliance department before using any or all portions of these materials.
- Investor Update – PowerPoint Slides
Advisor Group Case#: 10883156
- Investor Update – Invite
Advisor Group Case#: 10883176
LPL Broker/Dealer Versions Only
- Investor Update – PowerPoint – LPL Tracking#: 1-419390
- Investor Update – Invite – LPL Tracking#: 1-419390
** For LPL Advisors **
The attached has been given an ‘Approved As Is’ status by Marketing Regulatory Review. For advisors who want to use and/or customize pre-approved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. There, they will find instructions on how to use pre-approved materials and how to meet their Books and Records requirements.