The Rise of Interest Rates

• The Rise of Interest Rates   (client version)   Released 5/8/2018
  Advisor Group Adlog: 14555313, LPL Tracking#: 1-728430 RaymondJames Ad#: A18-021595*
• The Rise of Interest Rates   (prospect version)   Released 5/8/2018
  Advisor Group Adlog: 14555329, LPL Tracking#: 1-728430 RaymondJames Ad#: A18-021595*

*While this material has been reviewed and approved by Raymond James Compliance , you will still need to submit the item to RJ compliance with a 1730 for approval of branch specific disclosures.

Please note! For LPL Advisors: Specific articles with LPL tracking numbers have been given an ‘Approved As Is’ status by Marketing Regulatory Review. For advisors who want to use and/or customize preapproved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net.

New LPL subscribers must have their initial newsletter template submitted and approved through ComplianceMAX.