4th Quarter Newsletter 2023

Quarterly Newsletter

Like all of our client communications, we have had these letters approved by the OSAIC and LPL broker-dealers’ compliance departments. You must get approval from your compliance department before using any or all portions of these letters.

THESE ARE FOR THE USE OF OUR CURRENT COACHING MEMBERS ONLY!!

• Click here for the SHORT version of the 4th Quarter Newsletter (for clients)
  • OSAIC Adtrax #: 6204274
  • Raymond James: 384076
  • LPL Tracking#: 525235

•   Click here for the SHORT version of the 4th Quarter Newsletter (for prospects)
  • OSAIC Adtrax #: 6204274
  • Raymond James: 384074
  • LPL Tracking#: 525235

• Click here for the LONG version of the 4th Quarter Newsletter (for clients)
  • OSAIC Adtrax #:6204274
  • Raymond James: 384069
  • LPL Tracking#: 525235

• Click here for the LONG version of the 4th Quarter Newsletter (for prospects)
  • OSAIC Adtrax #: 6204274
  • Raymond James: 684065
  • LPL Tracking#: 525235

Please note: some versions of Word may disrupt the formatting of these newsletters. To show you what we suggest this newsletter should look like, we added a PDF below to confirm the correct layout.

• Click here for the PDF of the Short Client Newsletter
• Click here for the PDF of the Short Prospect Newsletter
• Click here for the PDF of the Long Client Newsletter
• Click here for the PDF of the Long Prospect Newsletter

We can print these for you!
Please call our office at 866-866-0472 for more information.

Note to Raymond James advisors: While this material has been reviewed by Raymond James Supervision – Advertising Review, you will still need to submit the item to RJ Supervision – Advertising Review for review/approval of specific branch disclosures. If the submission is not altered and you are using Raymond James logo and disclosure, then please submit it as an archive only. However, if it is altered or you use a DBA name, then please ensure it contains the appropriate non-affiliation disclosure and is submitted according to the applicable format.

Note to LPL Advisors: Specific articles with LPL tracking numbers have been given an ‘Approved As Is’ status by Marketing Regulatory Review. For advisors who want to use and/or customize preapproved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. New LPL subscribers must have their initial newsletter template submitted and approved through ComplianceMAX.