Linked below are the PowerPoint slides (script included) and invitation for our Year End Planning Workshop.
THESE ARE FOR THE USE OF OUR 2019 COACHING PARTICIPANTS ONLY!!
Like all client communications, we have had these materials approved by the Advisor Network. You must get approval from your compliance department before using any or all portions of these materials.
- Year End Planning – PowerPoint Slides and Script
– Advisor Group Case#: 17383701, RaymondJames#: 2288462
- Year End Planning – PowerPoint Slides and Script LPL Version / LPL Invitation
– LPL Tracking#: 1-890515
- Year End Planning – Invite
– Advisor Group Case#: 17383688, RaymondJames#: 2288462
Note to LPL advisors: Once the attached is approved, it is an ‘Approved As Is’ status by the LPL Marketing Regulatory Review. For advisors who want to use and/or customize preapproved materials, they must first be directed to Chapter 15 (Communications with the Public), Section 26.3 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. There, they will find instructions on how to use preapproved materials and how to meet their Books and Records requirements.